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Anthony, Linder & Cacomanolis, PLLC Anthony, Linder & Cacomanolis, PLLC. Regulatory Precision. Deal-Maker Results. Strategic Advisory for Emerging Growth to Global Enterprise.

Read Securities Law Blog Here:Contract PivotA central theme of Regulation Crypto Assets is a significant shift in the SE...
10/19/2026

Read Securities Law Blog Here:

Contract Pivot
A central theme of Regulation Crypto Assets is a significant shift in the SEC’s approach to theHowey test. The agencies have moved toward a transaction-focused analysis, emphasizing that a crypto asset is not “intrinsically” a security in all circumstances.

Click Here To Read Securities Law Blog: https://securities-law-blog.com/2026/09/09/sec-proposes-regulation-crypto-assets-chartering-a-clear-capital-raising-and-exit-framework-for-token-issuers-part-1/

SEC、アクティビスト・ファンドの投資家に関する「参加者（Participant）」の認定およびSchedule 13D開示についての解釈指針（CFI）を公表SECは、アクティビスト・ファンドの投資家、議決権行使の勧誘における「参加者」とし...
10/16/2026

SEC、アクティビスト・ファンドの投資家に関する「参加者（Participant）」の認定およびSchedule 13D開示についての解釈指針（CFI）を公表

SECは、アクティビスト・ファンドの投資家、議決権行使の勧誘における「参加者」としての地位、およびSchedule 13Dに基づく開示義務をめぐる重要な論点について、コンプライアンスおよび開示に関する解釈指針（CFI）を公表しました。

Anthony, Linder & Cacomanolis, PLLCによるブログ記事の全文はこちら：

https://securities-law-blog.com/2026/10/14/sec-publishes-cfi-on-participant-status-for-activist-fund-investors-in-proxy-solicitations-and-disclosures-on-schedule-13dja/

SECコンプライアンス、株主関連事項、または証券開示要件に関するガイダンスが必要ですか？ までお問い合わせください。

📧 [email protected]
📞 81.3.3242.6147
🌐 ALCLAW.com

#証券法ブログ #委任状勧誘 株主アクティビズム SECコンプライアンス 証券法 TeamALC ALCLAW

SEC Publishes CFI on “Participant” Status for Activist Fund Investors in Proxy Solicitations and Schedule 13D Disclosure...
10/16/2026

SEC Publishes CFI on “Participant” Status for Activist Fund Investors in Proxy Solicitations and Schedule 13D Disclosures

The SEC has published a Compliance and Disclosure Interpretation (CFI) addressing important considerations surrounding activist fund investors, proxy solicitation participant status, and Schedule 13D disclosure obligations.

Read the full Blog by Anthony, Linder & Cacomanolis, PLLC:

https://securities-law-blog.com/2026/10/14/sec-publishes-cfi-on-participant-status-for-activist-fund-investors-in-proxy-solicitations-and-disclosures-on-schedule-13d/

Need guidance on SEC compliance, shareholder, or securities disclosure requirements? Contact .

📧 [email protected]
📞 561.514.0936
🌐 ALCLAW.com

ShareholderActivism SECCompliance SecuritiesLaw TeamALC ALCLAW

10/13/2026

at in ! Nasdaq NYSEAmerican ALCLAW

“If you are looking for a top-tier corporate law firm that combines big-firm capability with boutique, high-touch client...
10/13/2026

“If you are looking for a top-tier corporate law firm that combines big-firm capability with boutique, high-touch client service, look no further than ALC.” - Anonymous ALCLAW.com

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