Wall Street v. Main Street

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Wall Street v. Main Street The White Law Group is a national securities fraud law firm. Originally aired on 1370AM, 107.9FM, 101.7FM in the Treasure Coast, the Wall Street v. Mr.

Main Street podcast is a different take on the investing podcast. White is a national securities fraud, securities arbitration and investor protection lawyer. He represents individuals throughout the country in FINRA arbitration claims against their brokerage firm. This podcast doesn’t involve investment advice but rather provides information Mr. White believes is useful to investors in dealing with their financial advisor – how to pick an advisor, questions to ask your broker, insight in to why advisors recommend certain products, etc. Wall Street exists to charge individuals for investment advice – some needed, some not. Each episode is intended to pull back the curtain on Wall Street and to shine a light on some of the tricks used by brokerage firms to maximize their profits at the expense of Main Street investors and to provide information useful to investors to help them level the playing field.

🚨 FINRA has launched a major new initiative — FINRA Forward — focused on updating rules, supporting firm compliance, and...
28/04/2025

🚨 FINRA has launched a major new initiative — FINRA Forward — focused on updating rules, supporting firm compliance, and fighting cybersecurity and fraud risks. Learn what this could mean for investors: https://whitesecuritieslaw.com/finra-forward-improve-compliance-fight-fraud/

FINRA launches the FINRA Forward initiative to modernize rules, enhance compliance, and combat cybersecurity and fraud threats. Learn more.

The SEC is eliminating regional director roles as part of cost-cutting efforts aligned with the administration’s plan to...
03/03/2025

The SEC is eliminating regional director roles as part of cost-cutting efforts aligned with the administration’s plan to shrink government. While some see room for efficiency, others worry these cuts could weaken investor protection. The SEC has also scaled back crypto enforcement and dropped a case against Robinhood’s crypto business. Meanwhile, there’s talk of folding Finra’s regulatory duties into the SEC, which could streamline oversight but raise costs. Big changes are coming to securities regulation—whether they help or hurt investors remains to be seen.

More client complaints settled involving former Triad, now Osaic.
20/09/2024

More client complaints settled involving former Triad, now Osaic.

"I reiterate that I disagree with the allegations made in these suits," says Jim Walesa.

FINRA updates guidance for the use of artificial intelligence with  chatbot messaging and AI generated content.https://w...
16/05/2024

FINRA updates guidance for the use of artificial intelligence with chatbot messaging and AI generated content.
https://whitesecuritieslaw.com/finras-guidelines-ai/

FINRA has updated its guidance this week on firms and their use of chatbot messaging and AI generated content.

More bad news for investors. Former Triad broker's medical firm loses Florida real estate judgment. The White Law Group ...
23/02/2024

More bad news for investors. Former Triad broker's medical firm loses Florida real estate judgment. The White Law Group is representing dozens of investors in claims involving Jim Walesa and Triad Advisors.

A former Triad broker who left to run a medical company had a setback when he and his company lost a $6.2 million judgment.

The Securities and Exchange Commission (SEC) has fined TIAA-CREF with $2.2 million for Regulation Best Interest failures...
21/02/2024

The Securities and Exchange Commission (SEC) has fined TIAA-CREF with $2.2 million for Regulation Best Interest failures regarding individual retirement accounts (IRAs). https://whitesecuritieslaw.com/tiaa-cref-pay-2-2-million-reg-bi-failures/

SEC fines TIAA-CREF $2.2 million for failure to comply with Regulation Best Interest in its recommendations for (IRAs).

The White Law Group is representing dozens of investors in claims involving Jim Walesa and Triad Advisors.
31/01/2024

The White Law Group is representing dozens of investors in claims involving Jim Walesa and Triad Advisors.

There are conflicts of interest in the brokerage industry, and then there are mega conflicts that can turn into King Kong-sized problems for an advisor.

31/01/2024

Thinking about investing in low-priced securities? While these securities—often known as “microcap stocks” or “penny stocks”—can be legitimate investments, they’re also high-risk. Learn how to approach these stocks with caution. ▶️ https://bit.ly/3vXvHTl

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Monday 09:00 - 17:00
Tuesday 09:00 - 17:00
Wednesday 09:00 - 17:00
Thursday 09:00 - 17:00
Friday 09:00 - 17:00

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(888) 637-5510

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