09/30/2026
In a newly submitted comment letter to the SEC regarding SR-FINRA-2026-18, PIABA supports stronger regulatory tools to detect and prevent financial exploitation.
Read the full letter here:
https://piaba.org/comment-letter-sr-finra-2026-18-proposed-rule-change-to-amend-finra-rules-0150-application-of-rules-to-exempted-securities-except-municipal-securities-2165-financial-exploitation-of-spe/