Securities Lawyer

06/16/2026

Promissory note disputes deserve a careful defense plan before deadlines tighten; call 212-509-6544 or email [email protected].

06/13/2026

SEC Appoints John Moses as Director of the Office of Investor Education and Assistance
The Securities and Exchange Commission has appointed John Moses as Director of the agency’s Office of Investor Education and Assistance, which provides services and resources to help investors build their financial futures and protect against investment…
SEC Press Release

For more information, contact the securities lawyers at Sallah Astarita & Cox, at 212-509-6544 or visit Securities Lawyer
SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using "seclaw" in their website names in an effort to gain from the site's popularity.



https://seclaw.com/sec-appoints-john-moses-as-director-of-the-office-of-investor-education-and-assistance/

SEC Appoints John Moses as Director of the Office of Investor Education and Assistance - news from SECLaw

06/13/2026

Dozens upon dozens of SEC exams under our belt.

When an SEC exam starts, organized first steps can protect your license and record; contact 212-509-6544 or [email protected].

06/13/2026

We have represented advisors and firms in countless 8210 requests across the country, for decades. There is nothing we aee not prepared to handle.

A FINRA letter can signal more than a routine request, so review scope and strategy early with counsel at 212-509-6544 or [email protected].

06/12/2026

SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e)

Washington D.C., June 11, 2026 —

The Securities and Exchange Commission today proposed amendments to rescind Rules 611 and 610(e) of Regulation NMS.
“After two decades of Rule 611, it is high time that the Commission review its unintended consequences that have hindered — rather than enhanced — the long-term growth of our markets,” said SEC Chairman Paul S. Atkins. “This proposal is intended to simplify market structure and reduce costs for market participants while allowing competition, innovation, and other market forces to shape the continuing evolution of our equity markets. I look forward to reviewing public comments as we take a careful, deliberative approach to avoid repeating the same mistakes that brought us here.”
The Commission’s proposed amendments would:

Rescind Rule 611 of Regulation NMS, which contains the trade-through prohibition for national market system stocks.
Rescind Rule 610(e) of Regulation NMS, which contains restrictions on locking and crossing quotations in national market system stocks.
Rescind related defined terms in Rule 600 of Regulation NMS.
Make conforming changes to other related provisions.

The public comment period will remain open for 60 days following the publication of the proposing release in the Federal Register.

SEC Press Release

For more information, contact the securities lawyers at Sallah Astarita & Cox, at 212-509-6544 or visit Securities Lawyer
SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using "seclaw" in their website names in an effort to gain from the site's popularity.



https://seclaw.com/sec-proposes-rescission-of-regulation-nms-rules-611-and-610e/

SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e) - news from SECLaw

06/12/2026

The SEC continues its regulatory reform.

https://seclaw.com/sec-proposes-rescission-of-regulation-nms-rules-611-and-610e/

06/12/2026

A FINRA letter can signal more than a routine request, so review scope and strategy early with counsel at 212-509-6544 or [email protected].

06/12/2026

When an SEC exam starts, organized first steps can protect your license and record; contact 212-509-6544 or [email protected].

06/09/2026

SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022
The U.S. Securities and Exchange Commission established joint data standards under the Financial Data Transparency Act of 2022. The final rule establishes technical standards for data submitted to certain financial regulatory agencies. Eight additional…
SEC Press Release

For more information, contact the securities lawyers at Sallah Astarita & Cox, at 212-509-6544 or visit Securities Lawyer
SECLaw.com is the online source of securities law new, tips and commentary. Online since 1995 it is the recognized leader in the area, so much so that other attorneys have been reduced to using "seclaw" in their website names in an effort to gain from the site's popularity.



https://seclaw.com/sec-establishes-joint-data-standards-as-required-under-the-financial-data-transparency-act-of-2022/

SEC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022 - news from SECLaw