Alan Rosca

06/01/2024

Our law firm, along with co-counsel, won a $1m+ award against Morgan Stanley on behalf of a pair of former Morgan Stanley advisors, for the deferred compensation they were forced to forfeit when they left the firm. This is the second win for the trial team. We argued that Morgan Stanley's deferred compensation plan violated ERISA.

The Panel of arbitrators unanimously granted 100% of the advisors' deferred compensation, plus interest, attorney's fees, and case costs.

We are pursuing similar cases on behalf of 150+ former Morgan Stanley advisors.

The award is available below.

Disclaimer: Past performance is not indicative of future results and each case must be evaluated on its own facts & circumstances.

08/23/2023

What Do Crypto and AI Get-Rich-Quick Schemes Have in Common? See my thoughts on FOMO and Flimsy Due Diligence that often lead to poor investment choices in my latest article published by the Entrepreneur Magazine

A new wave of fraudulent investment schemes is coming — and it's powered by AI.

12/01/2022

Honored and humbled to be one of the two legal professionals quoted by the Cointelepgraph Magazine in their piece about the SBF's DealBook Summitt interview:

https://cointelegraph.com/news/legal-professionals-astonished-as-sbf-admits-failures-apologizes-12-times-in-interview

Appearing via video conference at the New York Times’ DealBook Summit, Sam Bankman-Fried apologized or admitted failures at least a dozen times.