09/08/2026
Working in a regulated industry means inspectors, commissions, and regulators can ask questions anytime.
You should cooperate. But if the conversation starts to feel like it is shifting into a criminal investigation, pause and get legal advice before you keep talking.
A simple mindset:
1. Comply with your regulator
2. Don’t guess or speculate
3. If it feels adversarial, assert your right to speak with a lawyer
In this video, we cover what to do when the stakes start rising. Watch it here: https://youtu.be/Wq0XXn5m94Y