Basswood Counsel

Basswood Counsel Basswood Counsel | Navigating Legal Complexities with Care.

Basswood Counsel is a boutique law firm focusing on complex business transactions, advising on mergers and acquisitions, corporate law, commercial transactions, joint ventures, international tax structuring, fund formation and cross-border deals. Our experienced team provides the sophisticated legal services typically found at large firms, with the personalized attention of a smaller practice. We

routinely work with the tax practices of large law and accounting firms to optimally structure transactions for our clients. With extensive experience across a wide range of industries, we are well-equipped to handle your most intricate legal matters..

June 15, 2026, is the due date to file income tax returns (Form 1040) for individuals who live outside the U.S.Staying a...
06/09/2026

June 15, 2026, is the due date to file income tax returns (Form 1040) for individuals who live outside the U.S.

Staying ahead of filing deadlines can help reduce unnecessary penalties, interest, and last-minute compliance challenges.

This article outlines key 2026 tax deadlines and important upcoming filing dates to keep in mind: https://basswoodcounsel.com/2026-tax-deadlines/

What does it actually take to build a compliant broker-dealer from the ground up?In the latest episode of the Under the ...
06/08/2026

What does it actually take to build a compliant broker-dealer from the ground up?

In the latest episode of the Under the Basswood Tree podcast, Basswood Counsel co-founder and securities attorney Jephte Lanthia sits down with Erik Dolan, outsourced CCO and compliance consultant at Kyan Compliance, to discuss the regulatory foundations of broker-dealer operations. Part 1 of this broker-dealer compliance series covers written supervisory procedures (WSPs), supervision, capital requirements, recordkeeping obligations, and the core compliance infrastructure firms need to establish and maintain.

Tune in now:

💡Website: https://basswoodcounsel.com/podcast/broker-dealer-compliance-registration-wsps-finra-approval/

💡YouTube: https://youtu.be/wNkbwKLofSM

💡Spotify: https://open.spotify.com/episode/1RtiBnnnSKgdiTs3G8XGm1?si=6EDtBlmCT7OJcHTm1684SA

💡Apple Podcast: https://podcasts.apple.com/us/podcast/broker-dealer-compliance-deep-dive-regulatory-foundation/id1789348156?i=1000771635057

06/05/2026

Many investment conversations start with questions about legal structure, tax consequences, or jurisdiction.

But as Rudo Mugwagwa and Peggy Mapondera discuss in this podcast, governance, operational credibility, reporting standards, and investment readiness are often what give investors the confidence to deploy capital.

For founders, fund managers, and businesses pursuing growth or raising capital, structure is only one piece of the equation. Building the systems, processes, and governance needed to withstand investor scrutiny can be just as important.

Listen to the podcast here:

💡Website: https://basswoodcounsel.com/podcast/beyond-returns-investor-confidence-governance/

💡YouTube: https://youtu.be/ktsgZ3f1Gqw

💡Spotify: https://open.spotify.com/episode/1rqADD6KMeD1ri5pxCkqrE?si=-qTEILa0QtmgQYP7nfhYdw

💡Apple Podcasts: https://podcasts.apple.com/us/podcast/beyond-returns-investor-confidence-governance-a/id1789348156?i=1000770902433

06/05/2026

Starting a broker-dealer involves far more than registration paperwork. Firms are entering a regulated environment where supervision, documentation, and operational infrastructure matter from day one.

In Part 1 of this broker-dealer compliance series, Jephte Lanthia and Erik Dolan discuss FINRA registration, WSPs, net capital requirements, recordkeeping obligations, and the realities of building a compliant securities business.

Our newest podcast episode goes live on June 8th.

FATCA Model 2 compliance can involve more than annual reporting.From GIIN registration and due diligence obligations to ...
06/04/2026

FATCA Model 2 compliance can involve more than annual reporting.

From GIIN registration and due diligence obligations to IRS reporting requirements, understanding the operational side of compliance is important for foreign financial institutions and fund managers operating in Model 2 IGA jurisdictions.

If you are setting up a new fund in a Model 2 jurisdiction and would like support establishing your FATCA program, Basswood Counsel assists managers with Annex I due diligence, GIIN registration, onboarding workflows, and annual certification and reporting under the Model 2 IGA.

Contact the Basswood Counsel team today.

What are institutional investors actually evaluating beyond projected returns? Basswood Counsel co-founder and cross-bor...
06/03/2026

What are institutional investors actually evaluating beyond projected returns?

Basswood Counsel co-founder and cross-border corporate and investment funds attorney Rudo Mugwagwa is joined by Peggy Mapondera, Investment Principal at Masawara PLC and Non-Executive Director at Zimnat Asset Management and the Mangwana Opportunities Fund, for a discussion on governance structures, reporting standards, operational systems, transparency, diaspora capital, and the importance of building investment-ready businesses across emerging markets.

Listen to the podcast here:

💡Website: https://basswoodcounsel.com/podcast/beyond-returns-investor-confidence-governance/

💡YouTube: https://youtu.be/ktsgZ3f1Gqw

💡Spotify: https://open.spotify.com/episode/1rqADD6KMeD1ri5pxCkqrE?si=-qTEILa0QtmgQYP7nfhYdw

💡Apple Podcasts: https://podcasts.apple.com/us/podcast/beyond-returns-investor-confidence-governance-a/id1789348156?i=1000770902433

Looking forward to reconnecting with fellow Integra members, learning new perspectives from colleagues across the global...
06/02/2026

Looking forward to reconnecting with fellow Integra members, learning new perspectives from colleagues across the global network, and experiencing Malta’s vibrant culture and scenic beauty.

See you all there!

05/29/2026

As non-U.S. companies establish operations in the United States, tax considerations quickly become more complex. In Coming to America (Part 2), Chris Klug and Gina Lee walk through the key U.S. tax issues businesses should evaluate—from federal and state incentives to transfer pricing, treaty benefits, real estate considerations, and exit strategies.

This episode is for business leaders expanding into the U.S. and highlights why early, coordinated tax planning is essential to managing risk and supporting long-term growth.

Listen to the podcast here:

👉 Website: https://basswoodcounsel.com/podcast/coming-to-america-how-foreign-companies-taxed-u-s/
👉 Spotify: https://open.spotify.com/episode/3wyzNPkkBa8GwkbQjzFB4O?si=Q8GNiOkoTuSka8U0yb8rxA
👉 Apple Podcasts: https://podcasts.apple.com/us/podcast/coming-to-america-part-2-key-u-s-tax-considerations/id1789348156?i=1000750194927

Chris Klug is attending Integra International’s EMEIA Conference 2026 in Malta, joining fellow professionals from across...
05/28/2026

Chris Klug is attending Integra International’s EMEIA Conference 2026 in Malta, joining fellow professionals from across Europe, the Middle East, India, and Africa for a few days of engaging discussions, knowledge sharing, and meaningful connections. Events like this create space for valuable conversations around industry developments and cross-border collaboration.

See you all in Malta!

05/27/2026

What happens if life does not go according to plan?

In this episode, Christopher Klug explains why estate planning goes far beyond wills and trusts. From retirement planning and outstanding debts to multi-jurisdictional assets and international inheritance challenges, this conversation explores why coordination matters just as much as the documents themselves.

For individuals and families with cross-border assets, thoughtful planning today can help prevent costly and stressful complications tomorrow.

Listen to the podcast here:

💡Website: https://basswoodcounsel.com/podcast/s2-episode-5-strategic-importance-of-estate-planning/

💡Spotify: https://open.spotify.com/episode/6IthyDlphMxhkZATLZnseK?si=yW-gzDHiTa-nT8t4WVMu_w

💡Apple Podcasts: https://podcasts.apple.com/no/podcast/the-strategic-importance-of-estate-planning/id1789348156?i=1000752623363

Address

1300 L Street NW, Suite 975
Washington D.C., DC
20005

Opening Hours

Monday 9am - 5pm
Tuesday 9am - 5pm
Wednesday 9am - 5pm
Thursday 9am - 5pm
Friday 9am - 5pm

Telephone

+12029804788

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